Heatand
Mass Transport in Processing of Lignocellulosic Biomass for Fuels and Chemicals
Abstract Lignocellulosic biomass, a major feedstock for renewable biofuels and
chemicals, is processed by various thermochemical and/or biochemical means.
This multi-step processing often involves reactive transformations limited by
heat and mass transport. These limitations are dictated by restrictions
including (1) plant anatomy, (2) complex ultra-structure and chemical
composition of plant cell walls, (3) process engineering requirements or, (4) a
combination of these factors. The plant macro- and micro-structural features
impose limitations on chemical and enzyme accessibility to carbohydrate
containing polymers (cellulose and hemicellulose) which can limit conversion
rates and extents. Multiphase systems containing insoluble substrates, soluble
catalysts and, in some cases, gaseous steam can pose additional heat and mass
transfer restrictions leading to non-uniform reactions. In this chapter, some
of these transport challenges relevant to biochemical conversion are discussed
in order to underscore the importance of a fundamental understanding of these
processes for development of robust and cost-effective routes to fuels and
products from lignocellulosic biomass. Keywords Lignocellulose · Biomass ·
Biofuels · Heat transport · Mass transport
1 Introduction
The biochemical conversion of lignocellulosic biomass requires several
processing stepsdesigned to convert structural carbohydrates, such as cellulose
and hemicellulose, to monomeric sugars, which include glucose, xylose,
arabinose, and mannose. These sugars can be fermented to ethanol and other
products, to varying degrees of effectiveness, by wild type and modiï¬ed
microbial strains. The front end of the process includes feedstock size
reduction followed by a thermal chemical treatment, called pretreatment. In
practice, this unit operation usually involves the exposure of
S. Viamajala (B) Department of Chemical and Environmental Engineering, The
University of Toledo, Toledo, OH 43606-3390 e-mail:
sridhar.viamajala@utoledo.edu O.V. Singh, S.P. Harvey (eds.), Sustainable
Biotechnology, DOI 10.1007/978-90-481-3295-9_1, C Springer Science+Business
Media B.V. 2010 1
biomass to acid or alkaline catalysts at temperatures ranging from 120 to
200a—¦ C. Pretreated slurries (the hydrolysate liquor containing soluble
sugars, oligosaccharides, and other released solubles plus the residual solids)
are then enzymatically digested at 40–60a—¦ C to release sugars from the
polysaccharides and oligomers remaining after pretreatment [1–9]. In both of
these steps, adequate heat, mass, and momentum transfer is required to achieve
uniform reactions and desirable kinetics. Plant cell walls, which make up
almost all of the mass in lignocellulosic biomass, are highly variable both
across and within plant tissue types. At the macroscopic scale, such as within
a stem or leaf, uneven distribution of catalyst (chemical or enzyme) due to the
differentproperties of different tissues results in heterogeneous treatment,
with only a fraction of the plant material exposed to optimal conditions [10–13].
Tissues that do not get exposed to sufï¬cient amounts of catalyst during
pretreatment are incompletely processed, resulting in decreased overall
enzymatic digestibility of pretreated biomass [6]. When pretreatment severity
is increased, by increasing temperature, catalyst concentration, or time of
reaction, areas of biomass readily exposed to catalyst undergo excessive
treatment leading to sugar degradation and formation of toxic by-products
(furfural, hydroxymethyl furfural, and levulinic acid) that inhibit downstream
sugar fermentation and decrease conversion yields [1]. This problem continues
at a microscopic scale due to the compositional and structural differences
between middle lamella, primary cell wall, and secondary cell wall. At even
smaller scales, intermeshed polymers of cellulose, hemicellulose, lignin, and
other polysaccharides present another layer of heterogeneity that must be
addressed during bioconversion of plant cell walls to sugars. Milling to ï¬ne
particle sizes improves some of these mass transfer limitations, but can add
signiï¬cant costs [14, 15]. Size reduction, however, may not overcome heat
transfer limitations associated with short time-scale pretreatments that employ
hot water/steam and/or dilute acids. When such pretreatments are carried out at
high solids loading (>30% w/w) to improve process efï¬ciency and increase
product concentrations, heat cannot penetrate quickly and uniformly into
theseunsaturated and viscous slurries. It is thought that steam added to
high-solids pretreatments can condense on particle surfaces impeding convective
heat transfer. Depending on particle and slurry properties, the condensed steam
can form temperature gradients within biomass aggregates, resulting in
non-uniform pretreatment. Besides limiting heat transfer rates, biomass
slurries can pose other processing challenges. At high solids concentrations,
slurries become thick, paste-like, and unsaturated. Limited mass transfer
within these slurries can cause localized accumulation of sugars during
enzymatic hydrolysis, decreasing cellulase and hemicellulase activity through
product inhibition [16–23]. In addition, slurry transport through process unit
operations is challenging at full scale. As solid concentrations increase,
hydrodynamic interactions between particles and the surrounding fluid as well
as interactions among particles increase. At high solids concentrations “dense
suspensions” are formed and the resulting multiple-body collisional or
frictional interactions and entanglement between particles creates a complex slurry
rheology [24–26]. A further complicating aspect is water absorption by biomass,
causing the bulk to become unsaturated at fairly low insoluble solids
concentrations (~ 30–40%
w/w) and behave as a wet granular material [27]. This material is highly
compressible and the wet particles easily “stick” to each other and
agglomerate. With no free water in the system, the material
becomesdifï¬cult to shear or uniformly mix. At the ultrastructural
scale of plant cell walls, catalysts must penetrate through the nano-pore
structure of the cell wall matrix to access the “buried” and intermeshed
carbohydrate polymers. Based on reported average cell wall pore sizes of 5–25
nm [28–31], small chemical catalysts (1 cm) is often overlooked; however,
milling biomass to reduce this problem can incur large energy and equipment
costs [1, 14, 15]. This problem is compounded by the widespread use of process
irrelevant biomass sizes for laboratory experiments. Most laboratory studies on
biomass to ethanol conversion processes use ï¬nely milled materials (20–80
mesh is standard) where the effects of macroscopic transport processes are not
easily observed or are masked altogether [43–45]. In larger pilot studies using
compression screw feeders, these transport effects can be further masked by the
high-shear feeder causing biomass size reduction [6, 8]. Often this size
reduction occurs after catalyst impregnation, limiting catalyst effectiveness
on pretreatment. A further complication is that compression of the feed stock
may cause biomass pore structure collapse, leading to uneven heat and mass
transfer during pretreatment [10, 13] as well as limitation of catalyst access
to the interior of the biomass. Before larger biomass particles containing
intact tissues are used in processing, it is essential to understand the
catalyst transport processes and pathways and the limitations associated with
them (Fig. 1). In living plants, vascular tissues such as xylem and phloem are
the primaryroutes for transport of water and nutrients along the length of the
plant stem and leaves. Additional transport within tissues and between adjacent
cells is carried out through (1) the pits, areas of thin primary cell wall
devoid of secondary cell wall between adjacent cells and (2) the apoplast, the
contiguous intercellular space exterior to the cell membranes [46]. In dry
senesced plants, studies with dyes to visualize fluid movement through tissues
showed that the apoplastic space is the major catalyst carrier route, with
limited fluid movement
occurring through the vascular tissue [11]. In untreated biomass, the pits do
not appear to support signiï¬cant transport. It is probable that these pits
disintegrate and open up during pretreatment allowing fluid to flow through
[40]. Thus, new pathways for catalyst penetration are formed either during the
drying process that creates fractures in plant tissues or after some degree of
biomass degradation. The primary major barrier to fluid transport into native
dry plant tissue appears to be air entrained in the cell lumen. Simple exposure
of tissues to high temperature fluids is insufï¬cient to achieve catalyst
distribution to all parts of the biomass [11]. The primary escape route for the
intracellular air is most likely through pits. However, the small pit openings
(approx 20 nm) could be blocked due to cell wall drying and water surface
tension may prevent movement through these narrow openings. Forced air removal
by vacuum provides additional drivingforce for the bulk fluid mobility
necessary to enhance liquid and catalyst penetration into tissues as
demonstrated by Viamajala and coworkers [11]. Heating dry biomass can minimize
the amount of entrained air (due to expansion of air by heat) and assist in
drawing liquid into the cells by contraction of the entrained air when cooled
by immersion in catalyst-carrying liquid. Thus, bulk transport, rather than
diffusive penetration, is the dominant mass transfer mechanism into dry
biomass. Although movement of fluids is associated with catalyst transport,
the primary goal of catalyst distribution is to deliver the catalyst to cell
wall surfaces containing fuel-yielding carbohydrates, rather than to empty
cytoplasmic space in dry tissues. In fact, entrainment of fluids in the
biomass bulk can be detrimental to small time-scale dilute acid or hot water
pretreatments, as the presence of excess water increases the net heat capacity
of the material, increasing the heating time needed to achieve desired
pretreatment temperatures. Data shown in Fig. 2 support this hypothesis. In
this set of experiments, un-milled sections of corn stems
(~ 1 inch long) were saturated to various degrees with dilute sulfuric acid (2%
w/w) and pretreated in 15 mL of the same acid solution at 150a—¦ C for 20 min.
Milled corn stems (–20 mesh) pretreated under identical conditions served as
controls. Allpretreatments were performed in 22 mL gold coated Swage-Lok (Cleveland, OH)
pipe-reactors, heated in an air-fluidized sand bath [42]. After pretreatment,
whole stem sections were air-dried, milled and enzymatically digested for 120 h
with a 25 mg/g of cellulose loading of a commercial T. reesei cellulase
preparation (Spezyme CP, Genencor International, Copenhagen, Denmark)
supplemented with an excess loading (90 mg/g of cellulose) of commercial
Aspergillus niger cellobiase preparation (Novo 188, Novozymes Ltd., Bagsvaerd,
Denmark) using procedures described previously [47]. Milled stover pretreated
as controls in this experiment was dried and digested similarly, but without
any further comminution. In Fig. 2a, dry internodes pretreated without
pre-impregnation of catalyst were poorly pretreated as evidenced by the high
amounts of xylan remaining in the biomass after reaction. Stem sections
pre-impregnated to achieve 20% saturation showed better reactivity and xylan
removal and this trend continued when stem sections pre-impregnated to 50%
saturation were pretreated. However, when completely saturated (100%) stem
sections were pretreated, xylan conversion was observed to be lower. Milled materials with and without pre-impregnation of catalyst – conditions
that would have lowest mass transfer limitations, showed comparable
pretreatment performance with each other as well as with the 50% saturated stem
sections. These results conï¬rm that only limited catalyst penetration
and pretreatment is achieved when air remains entrapped in cytoplasmic spaces
such as in dry internodes. Enhancedcatalyst distribution and transport
dramatically enhances pretreatability up to a certain point, after which excess
fluid impedes pretreatment. Similar conclusions on the negative impacts of
poor bulk transfer on biomass pretreatability can be inferred from other
reported studies also. Tucker and coworkers [10] observed poor pretreatability
of biomass during steam explosion of corn stover when materials were not
pre-wetted with dilute acid and ascribed their results to mass transport
limitations. In another study Kim and coworkers [13] observed poor pretreatment
of biomass when the biomass was pressed prior to pretreatment and hypothesized
that the mechanical compression of biomass caused pore structure collapse
resulting in formation of material that was relatively impervious to heat and
mass transfer. Enzymatic digestion results corresponding to pretreatments shown
in Fig. 2a, are presented in Fig. 2b. As expected,
release of monomeric sugars from pretreated whole stem sections was
proportional to the degree of pretreatment they experienced. Unmilled biomass
that was 50% saturated with acid before pretreatment showed better
digestibility than the sections that were pre-saturated to lower or higher
levels. Milled biomass, however, digested best, demonstrating the importance of
enhanced enzyme transport – an outcome of the more thorough and uniform
pretreatment of milled materials. With woody feedstocks, milling to ï¬ne
particle sizes may be impractical and pre-impregnation of biomass with
catalyst, as practiced in the pulp and paper industry [48], might need to
beutilized to improve conversion efï¬ciencies.
3 Microscopic Transport Through Plant Cell Walls
Enzyme penetration into plant cell wall is widely acknowledged to be a key
barrier to economical and effective biochemical conversion of lignocellulosic
biomass [5, 49]. In fact, the primary function of pretreatment of
lignocellulosic biomass is to assist subsequent enzymatic digestibility by
making cell walls more accessible to saccharifying enzymes [1, 4, ]. However, an accurate description of the methods by
which enzymes penetrate cell walls and accomplish cellulose degradation has
been lacking. A recent study by Donohoe and coworkers provided, for the ï¬rst
time, direct visual evidence of loosening of plant cell wall structure due to
dilute acid pretreatment and the subsequently improved access by cellulases
[49]. Figure 3c–f further demonstrate the penetration
of cellulases into pretreated cell walls as detected by nano-gold labeled
antibodies to Cel7A and other cellulases. This study shows that penetration of
enzymes into mildly pretreated cell walls is minimal and that cells stay
largely intact even after prolonged exposure to cellulases (Fig. 3a, b). In
moderately pretreated cell walls, cellulases are able to partially penetrate
and disintegrate the inner secondary layers (S3) only (Fig. 3c, d); whereas the
outer layers (S1 and S2) remain impervious to enzymes. In severely pretreated
cell walls, enzymes penetrate throughout (Fig. 3e, f). These data suggest that
enzymatic digestibility of biomass isrestricted by transport of enzymes into
cell walls. While not directly evidenced by this study, these results also
suggest that thermal pretreatments (and possibly others) “loosen” cell walls in
layers providing enzymes access only to these structurally compromised zones of
the cell walls. Kinetic data on thermal pretreatments by several research
groups also suggests likely mass transfer limited xylan removal that can be
modeled as parallel fast and slow reactions [44, 50, ]
and the fundamental observations made by Donohoe and coworkers [49] support
this hypothesis.
4 Lignin Mobility and Impact on Biochemical Conversion
Lignin is a polymeric material composed of phenylpropanoid units derived
primarily from three cinnamyl alcohols (monolignols): ρ-coumaryl,
coniferyl, and sinapyl alcohols. Polymer formation is thought to occur via
oxidative (radical-mediated) coupling between monolignols and the growing
oligomer/polymer [52, 53] and is commonly believed to occur in a near-random
fashion [54], although some recent studies suggest an ordered and
protein-regulated lignin synthesis [55]. In any case, the resulting polymer is
complex, heterogeneous, and recalcitrant to biological degradation. Although
lignin loss is minimal during thermal-acidic/neutral pretreatments, it can
undergo structural and chemical changes [56] that signiï¬cantly influence
downstream enzymatic conversion. Although enzymes thoroughly penetrate cell
walls after high severity pretreatments [49], incomplete cellulose conversion
by cellulases suggests additional barriers exist at the ultrastructurallevel.
One potential barrier is occlusion of the cellulose microï¬brils by residual
lignin or hemicellulose that would sterically prevent
Fig. 1.3 Immuno-labeled electron micrographs of pretreated, digested corn
stover cell walls. Gold particles (visible as dark dots especially in d and f)
mark the location of Cel7A enzymes digesting through cell walls following
dilute acid pretreatment of varying severity (120a—¦ C c, d; 150a—¦ C e, f). CL, cell lumen; ML, middle lamella; P, pit; 1a—¦ CW, primary cell
wall; 2a—¦ CW, secondary cell wall. Scale bars = 1 μm a, c, e; 500
nm b, d, f
cellulases from binding to cellulose [42]. Other indirect mechanisms that
impede complete cellulose hydrolysis are also possible such as non-productive
binding of cellulases to lignin [34–36], however reports that contradict this
theory also exist [57]. Enzymatic hydrolysis of biomass pretreated under
alkaline conditions, which hydrolyzes less xylan than acidic pretreatments,
supports the steric hindrance concept. Elevated cellulolytic activity is
observed on alkaline pretreated biomass when cellulases are supplemented with
xylanases and other hemicellulose degrading enzymes, likely a function of
removing additional barriers to cellulose accessibility [58, 59]. A study in
pretreatment variability by Selig and co-workers suggested that cellulose
digestibility is improved directly by xylan removal, but only indirectly by
lignin removal [47]. Removal of lignin by pretreatment appeared to
increaseenzymatic removal of xylan, which in turn increased cellulose digestibility.
Lignin removal alone had little impact on cellulose digestion. Lignin modifying
enzymes, however, have been shown to synergistically work with cellulases
during digestion of steam-pretreated biomass, improving sugar yields through at
least partial removal of the lignin barrier [60]. In spite of a general
consensus in the scientiï¬c community about the signiï¬cance of the lignin
barrier to cellulose digestibility, only limited attention has been given to
the fate of lignin during widely used high temperature dilute acid, hot water,
and steam pretreatments which only partially remove lignin [1, 8]. A recent
study investigated the fate of lignin during high temperature acid and neutral
pretreatments using electron microscopy and spectroscopy techniques [40]. This
study revealed that lignin could be mobilized within the cell wall matrix at
temperatures as low at 120a—¦ C during both neutral and low pH pretreatments,
and appears to be, at least in part, dependent on pretreatment severity. On a
relatively macro scale, part of the mobilized lignin deposits back on to
biomass surfaces as spherical bodies, suggesting that lignin undergoes the
following sequence of events during these pretreatments – phase-transition or
melting, mobilization into bulk solution, coalescence, and deposition onto
solid surfaces. Scanning- and transmission electron microscopy (SEM and TEM) of
pretreated cell walls shows that the lignin droplets (stained with KMnO4 ) take
a wide range of sizes (15% solids). Each data point
wasgenerated as a single measurement from triplicate reactors after 5 days of
digestion. As can be seen from Fig. 6a, conversion of cellulose to
glucose decreases steadily as solids concentrations increase suggesting
inhibition of enzymes, possibly due to poor mass transfer resulting in
localized accumulation of sugars as suggested by Hodge and coworkers [22].
Clearly, slurry properties will play a major role in determining these
transport parameters that are crucial to determine optimal process performance
across multiple scales. As another example, Fig. 7 shows experimental data from
tests performed to evaluate heating time in a closed reactor containing biomass
slurries of varying concentrations. These data show signiï¬cant retardation of
heat transfer, even with the moderate density slurries containing 10% solids
(w/w). Simple heat transfer simulation models have been developed for biomass
slurries assuming conductive heat transfer and a one-dimensional system;
however, their validity has not been veriï¬ed with experimental data [64, 65].
In unsaturated biomass slurries containing discrete aggregates, the accurate
determination and prediction of transport properties might be a challenging
exercise.
6 Outlook for Challenges Associated with Transport Processes in Biochemical
Conversion of Lignocellulosic Biomass
Signiï¬cantly greater research and development effort in the conversion of
lignocellulosic biomass, spurred by economic, national security and climate
change concerns over the past few years have led to signiï¬cant strides in
development of a fundamental understanding oftransport processes that could
appreciably
Fig. 1.6 5-day enzymatic digestibility data for pretreated corn stover showing
(a) decrease in conversion with increasing solids concentration and (b) Plateau
in glucose release after a solids concentration of 30%
improve overall performance and make renewable liquid transportation fuels
sustainable and affordable. A thorough understanding of fundamental issues
related to transport processes and the development of predictive models that
integrate heat, mass and momentum transport are essential to the design,
development and implementation of scale-independent processes. Continued
synergism between science and engineering disciplines along with participation
by industry is crucial to the development of cost-effective alternative motor
fuels by 2012 and the signiï¬cant displacement of fossil-derived fuels
speciï¬ed by the DOE (Energy Independence and Security Act of 2007) EISA for
2022. Improvements in process equipment,
Fig. 1.7 Effect of solid concentrations on heat up time of pretreatment reactor
containing biomass slurries
enzymes and microbial systems, as well as improved understanding of the basis
for biomass recalcitrance are critical determinants of the successful
implementation of bioreï¬neries.
Acknowledgements This work was funded by the US DOE
Ofï¬ce of the Biomass Program. The authors also acknowledge the valuable
intellectual insights provided by Dr. James McMillan, National Bioenergy
Center, NationalRenewable
Energy Laboratory, on issues related to transport processes in biochemical
conversion of lignocellulosic biomass.
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